UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
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FORM
CURRENT REPORT
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Item 5.07 | Submission of Matters to a Vote of Security Holders. |
On June 3, 2021, Cara Therapeutics, Inc. (the “Company”) held its Annual Meeting of Stockholders (“Annual Meeting”). At the Annual Meeting, the Company’s stockholders voted on the three proposals set forth below. A more detailed description of each proposal is set forth in the Company’s Proxy Statement filed with the Securities and Exchange Commission on April 23, 2021.
Proposal 1 – Election of Directors
Mr. Harrison M. Bains, Jr. and Dr. Susan Shiff, Ph.D. were each elected to serve as a director of the Company’s Board of Directors until the 2024 Annual Meeting of Stockholders and until his or her successor is duly elected or until his or her earlier resignation or removal, by the following votes:
Nominee | Votes For | Votes Withheld | Broker Non-Votes | |||
Harrison M. Bains, Jr | 28,448,858 | 836,904 | 11,995,880 | |||
Susan Shiff, Ph.D. | 27,902,976 | 1,382,786 | 11,995,880 |
Proposal 2 – Approval, on a Non-Binding Advisory Basis, of the Compensation of the Company’s Named Executive Officers
The stockholders approved, on a non-binding advisory basis, the compensation of the Company’s named executive officers, by the following votes:
Votes For | Votes Against | Abstentions | Broker Non-Votes | |||
28,190,965 | 979,010 | 115,787 | 11,995,880 |
Proposal 3 – Ratification of the Selection of Independent Registered Public Accounting Firm
The stockholders ratified the selection by the Audit Committee of the Board of Directors of the Company of Ernst & Young LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2021, by the following votes:
Votes For | Votes Against | Votes Abstain | Broker Non-Votes | |||
39,581,075 | 1,661,532 | 39,035 | – |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
CARA THERAPEUTICS, INC. | ||
By: | /s/ THOMAS REILLY | |
Thomas Reilly | ||
Chief Financial Officer | ||
(Principal Financial and Accounting Officer) |
Date: June 7, 2021